“The following pages contain information relating to a public offering of NicOx S.A.
shares, which is a public offering in France only.”
“This website and the information contained herein are not intended for, and may not
be accessed by, or distributed or disseminated to, persons resident or physically
present in the United States of America (including its territories, the "United States"),
Canada, Japan or Australia, and do not constitute an offer to sell or the solicitation
of an offer to purchase or acquire, any shares, rights or other securities of NicOx in
the United States, Canada, Japan or Australia. The shares, rights, or other securities
of NicOx referred to on this website have not been and will not be registered under
the U.S. Securities Act of 1933, as amended (the "U.S. Securities Act"), and may not
be offered or sold in the United States absent registration or an exemption from
registration under the U.S. Securities Act. NicOx does not intend to register securities
or conduct a public offering in the United States.
This material does not constitute, and shall not be construed as, an offer to sell or a
solicitation of an offer to subscribe for or to purchase any securities covered hereby,
directly or indirectly, in Japan or to, or for the account or benefit of, any person
resident in Japan, including any corporation or other entity organized under the laws
of Japan.
All persons residing outside of France and outside of the United States, Canada,
Japan and Australia who wish to access the documents contained on this website
should first ensure that they are not subject to local laws or regulations that prohibit
or restrict their right to access this website, or require registration or approval for
any acquisition of securities by them. No such registration or approval has been
obtained outside France. NicOx assumes no responsibility if there is a violation of
applicable law and regulations by any person.
I therefore certify that:
(1) I am a resident of and physically present in France;
Or
(2) I am a resident of and physically present in a Member State of the European
Economic Area (other than France) having implemented the Directive 2003/71/CE,
and I am either:
(a) a legal entity that is authorized or regulated to operate in the financial
markets or, if not so authorized or regulated, whose corporate purpose is
solely to invest in securities,
(b) a legal entity meeting two or more of the following criteria:
(i) an average
number of at least 250 employees during the last financial year, (ii) a total
balance sheet of more than €43,000,000 and (iii) an annual net turnover of
more than €50,000,000, as shown in its last annual or consolidated financial
statements, or
(c) otherwise authorized to access this information pursuant to applicable
laws or regulations;
and
(A) not physically present in the United Kingdom; or
(B) physically present in the United Kingdom and:
(i) an “investment professional” falling within Article 19(5) of the
Financial Services and Markets Act 2000 (Financial Promotion)
Order 2005 (as amended, the "Financial Promotion Order"); or
(ii) a person falling within Article 49(2)(a) to (d) ("high net worth
companies, unincorporated associations, etc.") of the Financial
Promotion Order; or
(iii) a person to whom an invitation or inducement to engage in
investment activity (within the meaning of Section 21 of the Financial
Services and Markets Act 2000) may otherwise be lawfully
communicated or caused to be communicated;
And
(3) I am not a resident of or physically present in the United States, Canada, Japan or
Australia.
I have read and understood the foregoing, and hereby make the certifications above
and agree to comply with all of the above restrictions: YES / NO »
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